Regulatory Relationships and Contacts

• NextGen maintains strong relationships with key regulatory bodies such as the Commodity Futures Trading Commission (CFTC), Securities and Exchange Commission (SEC), and National Futures Association (NFA). Through ongoing and confidential dialogues, we engage with senior staff at the CFTC and SEC, always with the explicit permission of our clients on a “no-name” basis.
• Our advocacy efforts have yielded significant results, as we have successfully influenced the adoption of industry rules that bring tangible benefits. Notable achievements include the elimination of inter-affiliate collateral requirements and the removal of the SEC portfolio capital credit charge. It is worth noting that our interactions and meetings with the CFTC and SEC are part of the public record.
• For over two decades, we have been at the forefront of ensuring compliance with major derivative regulatory requirements. Our expertise and partnership extend to both financial institutions and clients, as we navigate the complexities of regulatory frameworks together.

Strategy Development & New Business Building

NextGen Partners boasts a wealth of experience in formulating innovative business strategies and executing their implementation alongside senior business managers. Our areas of expertise include:

• Defining and implementing a Commodities Business plan driving growth to over $1B of revenue in 3 years
• Defining a Capital Markets focused Emerging Markets business strategy
• Designing and building the only successful credit derivatives products company.

Our proven track record demonstrates our ability to conceptualize and execute groundbreaking initiatives, resulting in remarkable achievements for our clients.

Experience Based Pragmatic Solutions

Our extensive hands-on experience in the largest Capital Markets firms, global banks, and consulting engagements has equipped us with the practical expertise needed to deliver effective and cost-efficient solutions. We collaborate closely with our clients to ensure our implementations align with regulatory requirements while remaining practical and sustainable in the long run. We believe in finding the right fit for each client, striking a balance between compliance and operational ease. With us, you can confidently navigate regulatory challenges without sacrificing your everyday business operations.

Key Differentiating Factor

We firmly believe in translating this same level of urgency, dedication, and responsibility to our clients. We understand the importance of timely and accurate deliverables, and we are committed to going above and beyond to meet your needs.

With our unwavering commitment and tireless work ethic, you can trust us to deliver exceptional results while maintaining the highest standards of professionalism and accountability.