18f-4 Compliance

NextGen Strategic Advisors has developed a set of comprehensive resources to assist Investment Companies and BDCs implement the SEC’s rule 18f-4: Use of Derivatives by Investment Companies and BDCs.

The NextGen implementation resources will save our clients time and money. Our resources include:

NextGen also provides outsourced Risk Management Services to make sure that Derivatives Risk Managers comply with the rules on a daily, weekly, monthly and quarterly basis. The outsourced services are significantly less expensive with more direct SEC regulatory experience than any internal staffing or hiring options will provide.